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  1. Microsoft Security
  2. Attack surface reduction rules
Attack surface reduction rules

Eighteen behavioral controls that shut down the techniques intrusions actually depend on, three of which are safe to switch on this week.

These rules stop Word spawning a command prompt, scripts running whatever they just downloaded, and code reading credentials straight out of memory. Three of the eighteen are grouped as standard protection and can go on quickly. The remaining fifteen need an audit program behind them first, because in any real estate at least one of them will block something the business depends on.

Book an ASR deployment reviewSee the eighteen rules
Attack surface reduction rules deployment for US organizations
  • 18 rulesThree standard protection, fifteen others
  • Audit firstThen warn, then block
  • Any Windows editionThe rules are a Defender Antivirus feature
  • Central reportingComes from Defender for Endpoint
What the rules do

Eight things worth understanding before you enable anything.

What these rules target is risky behavior on Windows machines rather than known bad files, with the published examples being scripts that download things, scripts deliberately obfuscated to hide what they do, and code injected into another running process. Because the approach is behavioral rather than signature-based, it catches techniques that appear on no detection list anywhere, including ones nobody has seen yet.

Three standard protection rules, and fifteen others

The published set divides into standard protection rules and everything else. Three sit in the first group: blocking abuse of vulnerable signed drivers, blocking credential theft from the local security authority subsystem, and blocking persistence established through WMI event subscription. That division is genuinely the most useful thing in the documentation, because it hands you a starting point without requiring a discovery exercise to find one.

The Office rules are the ones that bite

Five rules cover Office alone: no child processes from any Office application, no executable content created, no code injected into other processes, no child processes from the communication applications, and no Win32 API calls out of macros. The documentation is candid that legitimate business software does spawn child processes for perfectly benign reasons, opening a command prompt or calling PowerShell to set a registry value. Anyone running an older ERP front end will recognize that description immediately.

Whether you ever hear about a block is decided by a setting most teams never look at

Three rules behave differently from the rest on reporting, covering Adobe Reader child processes, executable content arriving by email or webmail, and scripts launching downloaded executables. Detection alerts from those three only appear when the cloud protection level is set to High plus or Zero tolerance, and the pop-up a user sees only appears at High or above. Run them at a lower level and they block exactly as intended while producing none of the reporting you were counting on.

The LSASS rule may not apply to you at all

Where Local Security Authority protection is already enabled, which is recommended anyway alongside Credential Guard, this rule becomes unnecessary. It adds nothing, because the two mechanisms work in much the same way, and it is reported as not applicable in the Defender portal for exactly that reason. We have watched organizations spend weeks chasing a rule that had already been superseded on their own machines before the project started.

Several rules do nothing without cloud-delivered protection

Two rules, the one blocking executables that fail a prevalence, age or trusted-list test and the advanced ransomware protection, both carry the same precondition: cloud-delivered protection has to be on. The obfuscated-script rule additionally depends on the antimalware scan interface. Switch any of them on while the prerequisite is missing and you get the worst possible outcome, a configuration that reports as enabled in every console while protecting nothing at all.

Two rules have no warn mode

Four states exist for most rules: not configured, audit, block, and warn, where warn stops the action but lets the person override it. Two rules break that pattern, namely the credential-theft rule and the one preventing Office injecting code elsewhere. Both go straight from audit to block with no warn state in between, so there is no gentle middle phase where users can let themselves through while you watch what happens.

Not every rule reaches every device the same way

There is a published matrix showing which rules are deployable through Intune, Configuration Manager, the MDM configuration service provider and centralized Group Policy, and a number of rules simply cannot be delivered through Configuration Manager at all. Worth knowing alongside that: the Defender portal uses the same endpoint security policies as Intune, so whatever the Intune column shows applies there too. Anywhere two management planes coexist, this catches people repeatedly.

Servers are a separate conversation

Reaching Windows Server 2016 and 2012 R2 requires onboarding through the modern unified solution, and even then four rules are documented as unsupported when pushed to those two operating systems that way. Separately, the webshell rule applies to Exchange servers and nowhere else. The mistake we see most often is assuming server coverage mirrors workstation coverage, which produces a gap nobody notices because the console shows the policy assigned.

The mistake we see most

The configuration says protected. The alert queue stays empty for twelve months and nobody asks why.

Three rules out of the eighteen carry a documented dependency on the cloud protection level setting, and the value most tenants ship with falls below what those three require.

  • Microsoft documents the threshold plainly. Three rules, the one covering Adobe Reader child processes, the one covering executable content arriving by mail client or webmail, and the one covering downloaded executables launched by JavaScript or VBScript, raise EDR alerts on a device only where that device sits at High plus or Zero tolerance.
  • The pop-up the person at the keyboard would have seen is gated the same way, appearing only from High upward, so neither your analysts nor your staff learn that anything happened.
  • Protection continues working. The configuration reports as compliant. What disappears is every signal that would have told you a block occurred, so nobody ever investigates the email that arrived carrying an executable, because as far as your team knows it never arrived.
  • Fixing it means treating the cloud protection level as a decision rather than a default, taken deliberately and with open eyes about the additional false positives that come with the higher settings. What you want to avoid is the current situation in most estates, where the level is whatever it happened to be and nobody chose it.
Ask us to audit your ASR configuration
How we approach it

The four disciplines that keep a rules rollout alive past its first month.

None of this is technically hard. What makes it hard is that it is a change program rather than a configuration task: the rules collide with software nobody ever documented, and unlike most security controls, users notice within seconds when something stops working.

We check prerequisites before we enable a single rule

We establish five things up front: whether cloud-delivered protection is on, what the cloud protection level is set to, whether LSA protection and Credential Guard are deployed, and whether the antimalware scan interface is available. Several rules do nothing without one of these, and one is classified as not applicable the moment LSA protection is enabled. Checking first prevents two failures at once, a false sense of coverage and weeks spent on a rule that was never going to apply to you.

We audit on the awkward machines, not the easy ones

Auditing a ring of standard office laptops teaches you almost nothing, because standard laptops behave in standard ways. Everything you need to learn lives on the finance workstation carrying a twenty year old Excel add-in, the engineering machine compiling unsigned binaries, and the reception kiosk running software nobody in the building can name. Audit those three and the unpleasant surprises in block mode largely stop happening.

We treat exclusions as debt, with an owner and a date

Understand what an exclusion actually is: a hole in a control, hopefully documented. Since several rules have limited exclusion support in any case, the honest answer is frequently to fix or replace the offending application rather than carve out an exception for it. Where one is genuinely warranted it carries a reason, a named owner and a review date, which is the only thing preventing the list growing quietly until the rules protect nothing at all.

We make sure the blocks are actually visible

Blocking silently means nobody in your organization ever learns anything from the block. Two things change that: setting the cloud protection level high enough that the three dependent rules actually generate alerts, and ensuring those alerts land in a queue a human being works through. Do both and this stops being a compliance checkbox and becomes a genuine source of detection.

How we sequence it

A four phase route, because switching eighteen rules to block on day one is how these programs die.

Sequence matters far more here than pace. Switch everything on simultaneously across a live estate and the resulting support queue gets the entire program reverted within a fortnight, which leaves you worse off than if you had never begun, because now nobody will approve a second attempt.
  1. 01
    Week 1

    Prerequisites and the three standard rules

    Four things get established before anything is enabled. Cloud-delivered protection has to be confirmed on, since several rules are inert without it. The cloud protection level gets chosen deliberately, because three rules only produce alerts at High plus or Zero tolerance. We check whether LSA protection and Credential Guard are already deployed, which would make the credential rule redundant. Then the three standard rules go on, and the credential rule can skip audit entirely on a small device group as the documentation permits.

    • Cloud-delivered protection verified on every in-scope device
    • Cloud protection level chosen, not inherited
    • LSA protection and Credential Guard status established
    • Standard protection rules rolled to a pilot ring
  2. 02
    Weeks 2 to 4

    Everything else in audit mode

    The other fifteen go into audit across a genuinely representative sample, and representative has to include the awkward machines rather than a tidy pilot group. The finance workstation running an add-in older than the person using it. The engineering laptop compiling unsigned binaries. The reception kiosk running software nobody can identify. Audit records what would have been blocked without blocking anything, and it is the only honest way to discover what your Office estate is really doing.

    • Representative rings rather than a convenient sample
    • The Office rules get the closest attention, since they surface more findings than the rest combined
    • Where Configuration Manager is in play, the two WMI rules are handled with extra caution
    • We use advanced hunting to tie each event back to a named application rather than tallying totals
  3. 03
    Weeks 5 to 6

    Exclusions, and only where they are justified

    Every finding from that audit gets one of three decisions: block anyway because the behavior was never necessary, exclude it with a written reason and an owner, or fix the application properly. Note that several rules have limited exclusion support, so the exclusion route is sometimes simply unavailable and fixing becomes the only path. This is the phase where the program either stays honest or quietly degrades into a list of holes.

    • No exclusion goes in without a named owner, a written justification and a date it gets revisited
    • Limited-exclusion rules identified before promises are made
    • Where the real fix sits inside another vendor product, we bring that owner into the conversation
    • Anything with no owner defaults to block, not to exclude
  4. 04
    Weeks 7 onward

    Promote to block, then keep the discipline

    Rules graduate from audit into block ring by ring, using warn as a halfway house wherever the rule supports one. The two that have no warn state make the jump directly. Once that is done it settles into a rhythm: new software gets tested against the rule set before it is deployed, exclusions are reviewed on a schedule instead of accumulating quietly, and rule state is reported alongside everything else in your endpoint posture rather than being forgotten.

    • Ring-based promotion with a defined rollback
    • Warn mode where supported, direct block where not
    • Exclusions reviewed on a schedule, not left permanently
    • Rule state becomes a standing posture metric rather than a document filed at project close
Where this matters most

Six US situations where the rules earn their place quickly.

Because these rules judge behavior rather than signatures, they intercept the delivery step that comes before nearly every commodity intrusion, whatever payload happens to be waiting behind it.

A finance function that lives in email attachments

Invoices, statements and remittance advice landing all day from senders who are genuinely external and cannot simply be blocked. Two rules earn their place here: stopping executable content arriving through the mail client or webmail, which covers the executables, scripts and archives named in the documentation, and stopping the communication applications spawning child processes, which closes the Outlook route specifically. Both matter most in businesses that genuinely cannot stop opening attachments.

A company with an inherited line of business application

If anything is going to break, it will be the Office child process rules, and any estate running an older front end that shells out to a command prompt discovers this within minutes. That is precisely what audit mode is for. Learning which of your applications behaves this way before you reach block mode is the entire difference between a planned fix and an emergency rollback on a Monday morning.

An operation where USB is still part of daily work

The rule blocking untrusted and unsigned processes from USB is the relevant one, and the documentation is careful about its scope. Copying a file off the drive onto local disk is not prevented. What is prevented is that copied file then running. In plants and yards where removable media travels between machines that never touch the corporate network, that distinction shapes how you have to design the whole control.

A professional services firm worried about ransomware

This rule applies client and cloud heuristics to judge whether a file resembles ransomware, and the documentation is explicit about something people miss: it blocks files that have not yet established a positive reputation, not merely files already known to be bad. That is a deliberately cautious stance with real false-positive implications, it does nothing unless cloud-delivered protection is enabled, and it happens to be exactly the control insurance carriers now ask about by name.

A healthcare estate with clinical software nobody can change

Clinical software is routinely unsigned, installed on very few machines worldwide, and impossible for you to modify because the vendor controls it. That combination puts the prevalence and age rule directly in conflict with your estate, so it needs a longer audit period than anywhere else and an explicit permitted list agreed before anything moves into block mode.

A school or university with shared and lab devices

Shared machines attract more script activity, more removable media and more unmanaged software than any corporate fleet ever does. Three rules repay the effort quickly in that setting: blocking obfuscated scripts, blocking scripts that launch downloaded executables, and blocking copied or impersonated system tools. All three assume the antimalware scan interface and cloud protection prerequisites are genuinely in place rather than assumed.

Three positions

How organizations actually run attack surface reduction.

Most organizations sit in the middle column. The rules went on during a project two years ago, nobody has opened the configuration since, and the exclusion list has grown steadily until the rules block almost nothing worth blocking.
Standard protection rules in block mode
Managed ASR programYes
Enabled once, never reviewedUsually
Antivirus onlyNo
Remaining rules assessed in audit first
Managed ASR programYes
Enabled once, never reviewedRarely
Antivirus onlyNot applicable
Cloud protection level chosen deliberately
Managed ASR programYes
Enabled once, never reviewedNo
Antivirus onlyNo
Alert dependency understood
Managed ASR programYes
Enabled once, never reviewedNo
Antivirus onlyNot applicable
Exclusions documented and reviewed
Managed ASR programYes
Enabled once, never reviewedNo
Antivirus onlyNot applicable
Server rules handled separately
Managed ASR programYes
Enabled once, never reviewedNo
Antivirus onlyNo
Warn mode used where supported
Managed ASR programYes
Enabled once, never reviewedRarely
Antivirus onlyNot applicable
Rule drift detected
Managed ASR programYes
Enabled once, never reviewedNo
Antivirus onlyNot applicable
New applications tested against the rules
Managed ASR programYes
Enabled once, never reviewedNo
Antivirus onlyNot applicable
Blocks investigated rather than ignored
Managed ASR programYes
Enabled once, never reviewedSometimes
Antivirus onlyNo
Feature
Managed ASR program
Enabled once, never reviewed
Antivirus only
Standard protection rules in block mode
YesUsuallyNo
Remaining rules assessed in audit first
YesRarelyNot applicable
Cloud protection level chosen deliberately
YesNoNo
Alert dependency understood
YesNoNot applicable
Exclusions documented and reviewed
YesNoNot applicable
Server rules handled separately
YesNoNo
Warn mode used where supported
YesRarelyNot applicable
Rule drift detected
YesNoNot applicable
New applications tested against the rules
YesNoNot applicable
Blocks investigated rather than ignored
YesSometimesNo
The eighteen rules

Rule by rule: the behavior it stops, and the thing in your estate it takes down if you skip the audit.

Column one carries the rule names exactly as Microsoft publishes them. Column three is what we have seen deploying them, and should not be read as vendor guidance.

Rule

Block abuse of exploited vulnerable signed drivers

What it blocks
Applications saving vulnerable signed drivers to the machine
Deployment note
In the standard group. Drivers already resident on the machine keep loading, so treat it as protection against what arrives next

Rule

Block credential stealing from the local security authority subsystem

What it blocks
Access to LSASS process memory, not the processes themselves
Deployment note
In the standard group, though it drops to not applicable once LSA protection is running. Very noisy in audit, and warn mode is unavailable

Rule

Block persistence through WMI event subscription

What it blocks
Malware using WMI event subscriptions to survive reboots
Deployment note
In the standard group. Configuration Manager estates need a long audit here, because that client leans on WMI constantly

Rule

Block all Office applications from creating child processes

What it blocks
Word, Excel, PowerPoint, OneNote and Access spawning processes
Deployment note
Takes effect only where Office sits under Program Files. More line of business software breaks on this one than on any other

Rule

Block Office applications from creating executable content

What it blocks
Office writing executable components to disk for persistence
Deployment note
Unaffected by Office install location. Limited exclusion support

Rule

Block Office applications from injecting code into other processes

What it blocks
Code injection from Word, Excel, OneNote and PowerPoint
Deployment note
Warn mode is unavailable and Office has to restart before it applies. Microsoft lists BeyondTrust Privilege Guard and Heimdal security products as incompatible

Rule

Block Office communication application from creating child processes

What it blocks
Outlook spawning processes, including rules and forms exploits
Deployment note
Applies only where the Office install lives under Program Files, and exclusion support is limited

Rule

Block Win32 API calls from Office macros

What it blocks
Visual Basic for Applications calling Win32 APIs
Deployment note
Even estates that depend on macros rarely find they need this one. It rests on the antimalware scan interface being present

Rule

Block executable content from email client and webmail

What it blocks
Executables, scripts and archives propagating from mail
Deployment note
Covers Outlook and the mainstream webmail clients. You will only see alerts if cloud protection sits at High plus or Zero tolerance

Rule

Block JavaScript or VBScript from launching downloaded executable content

What it blocks
Script downloaders fetching and running further payloads
Deployment note
Alerting again requires High plus or Zero tolerance, and Intune cannot deliver this rule to Server 2012 R2 or Server 2016

Rule

Block execution of potentially obfuscated scripts

What it blocks
Scripts with suspicious obfuscation properties, PowerShell included
Deployment note
Needs both cloud-delivered protection and the antimalware scan interface. Ordinary commercial packers generate false findings

Rule

Stop executables running unless they clear a prevalence, age or trusted list bar

What it blocks
Unknown and low-prevalence executables
Deployment note
Cloud-delivered protection is a prerequisite. Any team compiling its own binaries will feel this one immediately

Rule

Block process creations originating from PSExec and WMI commands

What it blocks
Remote execution through PsExec and WMI
Deployment note
Microsoft is explicit that Configuration Manager estates should not turn this on through any other deployment channel

Rule

Block Adobe Reader from creating child processes

What it blocks
Reader spawning processes after a document exploit
Deployment note
High plus or Zero tolerance again for alerting, and exclusion support here is limited

Rule

Block untrusted and unsigned processes that run from USB

What it blocks
Unsigned executables running from removable media
Deployment note
Copying off the drive is allowed. Execution of what was copied is what gets stopped

Rule

Block use of copied or impersonated system tools

What it blocks
Duplicated or imposter copies of Windows system binaries
Deployment note
Rarely breaks anything, and it is one of the better catches available against living off the land tradecraft

Rule

Block rebooting machine in Safe Mode

What it blocks
Utilities like bcdedit and bootcfg being used to force a reboot into Safe Mode
Deployment note
Nobody is locked out. Safe Mode is still reachable by hand through the Windows Recovery Environment

Rule

Use advanced protection against ransomware

What it blocks
Files that resemble ransomware by client and cloud heuristics
Deployment note
Cloud-delivered protection has to be on. Files that have not yet earned a positive reputation are caught too
RuleWhat it blocksDeployment note
Block abuse of exploited vulnerable signed driversApplications saving vulnerable signed drivers to the machineIn the standard group. Drivers already resident on the machine keep loading, so treat it as protection against what arrives next
Block credential stealing from the local security authority subsystemAccess to LSASS process memory, not the processes themselvesIn the standard group, though it drops to not applicable once LSA protection is running. Very noisy in audit, and warn mode is unavailable
Block persistence through WMI event subscriptionMalware using WMI event subscriptions to survive rebootsIn the standard group. Configuration Manager estates need a long audit here, because that client leans on WMI constantly
Block all Office applications from creating child processesWord, Excel, PowerPoint, OneNote and Access spawning processesTakes effect only where Office sits under Program Files. More line of business software breaks on this one than on any other
Block Office applications from creating executable contentOffice writing executable components to disk for persistenceUnaffected by Office install location. Limited exclusion support
Block Office applications from injecting code into other processesCode injection from Word, Excel, OneNote and PowerPointWarn mode is unavailable and Office has to restart before it applies. Microsoft lists BeyondTrust Privilege Guard and Heimdal security products as incompatible
Block Office communication application from creating child processesOutlook spawning processes, including rules and forms exploitsApplies only where the Office install lives under Program Files, and exclusion support is limited
Block Win32 API calls from Office macrosVisual Basic for Applications calling Win32 APIsEven estates that depend on macros rarely find they need this one. It rests on the antimalware scan interface being present
Block executable content from email client and webmailExecutables, scripts and archives propagating from mailCovers Outlook and the mainstream webmail clients. You will only see alerts if cloud protection sits at High plus or Zero tolerance
Block JavaScript or VBScript from launching downloaded executable contentScript downloaders fetching and running further payloadsAlerting again requires High plus or Zero tolerance, and Intune cannot deliver this rule to Server 2012 R2 or Server 2016
Block execution of potentially obfuscated scriptsScripts with suspicious obfuscation properties, PowerShell includedNeeds both cloud-delivered protection and the antimalware scan interface. Ordinary commercial packers generate false findings
Stop executables running unless they clear a prevalence, age or trusted list barUnknown and low-prevalence executablesCloud-delivered protection is a prerequisite. Any team compiling its own binaries will feel this one immediately
Block process creations originating from PSExec and WMI commandsRemote execution through PsExec and WMIMicrosoft is explicit that Configuration Manager estates should not turn this on through any other deployment channel
Block Adobe Reader from creating child processesReader spawning processes after a document exploitHigh plus or Zero tolerance again for alerting, and exclusion support here is limited
Block untrusted and unsigned processes that run from USBUnsigned executables running from removable mediaCopying off the drive is allowed. Execution of what was copied is what gets stopped
Block use of copied or impersonated system toolsDuplicated or imposter copies of Windows system binariesRarely breaks anything, and it is one of the better catches available against living off the land tradecraft
Block rebooting machine in Safe ModeUtilities like bcdedit and bootcfg being used to force a reboot into Safe ModeNobody is locked out. Safe Mode is still reachable by hand through the Windows Recovery Environment
Use advanced protection against ransomwareFiles that resemble ransomware by client and cloud heuristicsCloud-delivered protection has to be on. Files that have not yet earned a positive reputation are caught too
How an engagement runs

Five steps, and the audit period is not negotiable.

Six to ten weeks is the usual span from kickoff to full block mode. Almost all of that is audit findings and exclusion decisions. The configuration work itself fits comfortably into one afternoon.
  1. 1

    Establish the prerequisites and the current state

    Seven data points: is cloud-delivered protection on, what level is it set to, is LSA protection deployed, is Credential Guard deployed, is the antimalware scan interface available, where does Office live on disk, and does Configuration Manager manage any of these machines. We also inventory rules that are already set, because nearly every estate carries a half-finished configuration from a project nobody wrote up.

  2. 2

    Enable the three standard protection rules

    Three: the vulnerable signed driver rule, the LSASS credential theft rule where it still applies to you, and the WMI event subscription persistence rule, that last one handled carefully anywhere Configuration Manager is running. That trio gives you the most protection for the least disruption.

  3. 3

    Run the remaining fifteen in audit

    On a device population chosen to include the difficult machines rather than avoid them, and running long enough to span a complete business cycle with month end inside it. We map every finding to the application that caused it, since a raw event count says nothing about whether the behavior was legitimate.

  4. 4

    Decide each finding, then promote in rings

    One of three outcomes per finding: block regardless, write an exclusion with a justification and a review date, or repair the application. Promotion then proceeds ring by ring, stopping at warn wherever the rule offers it and moving directly to block on the two that do not. The rollback path is agreed before promotion starts, never invented halfway through it.

  5. 5

    Hand over as an operational control

    Four habits: rule state shown next to the rest of your endpoint posture, block events landing in a queue a human actually works, exclusions revisited on a fixed cadence, and an ASR check built into how new software gets onboarded. Skip that fourth one and the whole configuration erodes silently inside a year and a half.

Straight answers

What organizations ask about attack surface reduction rules.

No license is needed to run them. Microsoft describes the rules as a Microsoft Defender Antivirus capability present on any Windows edition that ships Defender Antivirus, and it names Windows 11 Home as an example. Local configuration through PowerShell or Group Policy is supported. Defender for Endpoint is what gives you central management, reporting and alerting through Intune, Configuration Manager and the Microsoft Defender portal, and past a few dozen machines that is the difference between a rule set you manage and one you merely have.

Microsoft designates three as standard protection rules: abuse of exploited vulnerable signed drivers, credential theft from the Windows local security authority subsystem, and persistence established through WMI event subscription. That grouping exists because their functional impact is small next to the protection they deliver. One caveat applies. If Configuration Manager is in your estate, Microsoft asks you to run the WMI persistence rule through thorough audit-mode testing first, since that client depends heavily on WMI.

In audit the rule logs what it would have stopped and then lets it through. Take the rule preventing Office applications from creating child processes: audit is the only mechanism that will tell you which of your business applications shells out to a command prompt. Microsoft points out that some perfectly legitimate software does exactly that, for harmless reasons such as writing registry settings. That is why audit is not a box to tick. It is what stands between you and the accounting system falling over at the start of the week.

Look at your cloud protection level first. Microsoft ties three rules to it, the Adobe Reader child process rule, the executable content from email and webmail rule, and the JavaScript or VBScript downloaded executable rule. EDR alerts from those three appear only at High plus or Zero tolerance, and the pop-up shown to the user only from High upward. Below those thresholds the rules keep blocking exactly as configured. The blocking is silent, and silence reads like nothing is happening.

It depends entirely on whether LSA protection is already running. Microsoft recommends LSA protection alongside Credential Guard, and says that once you have it the rule adds nothing, because the two mechanisms work along the same lines. Defender for Endpoint management settings will show the rule as not applicable in that case. Where you genuinely cannot deploy LSA protection or Credential Guard, custom smartcard drivers being the classic blocker, the rule stands in and gives you comparable cover against malware going after the LSASS process.

It should not, and the vendor guidance is unambiguous on this. The rule throws off an enormous number of audit events, and in block mode nearly all of them can be safely disregarded, because alerts for friendly processes and repeated blocks are suppressed. Microsoft cites Chrome updates touching LSASS unnecessarily, since passwords are kept there, and confirms that blocking that access does not interfere with Chrome updating itself. Microsoft also permits skipping the audit stage on this particular rule and going straight into block mode across a limited set of machines.

Warn stops the behavior but hands the person the option to release the content themselves. During promotion that is valuable, because false positives surface without anybody losing an hour of work. Two rules cannot do it, and Microsoft names them: the Windows local security authority subsystem credential theft rule, and the rule preventing Office applications injecting code into other processes. Those two run audit straight into block, which is exactly why their audit window has to be longer and more carefully watched.

Usually, though not universally. Microsoft calls out a long list where exclusion support is limited: LSASS credential theft, WMI persistence, Adobe Reader child processes, Office executable content, Office code injection, Office communication applications, PSExec and WMI commands, untrusted executables and the ransomware rule are all on it. When a rule falls into that category, repairing the offending application or replacing it outright is frequently the only route that actually works.

Largely, with caveats worth knowing before you plan the rollout. Server 2016 and Server 2012 R2 have to be onboarded using the modern unified solution package. Deploy through Intune to those two operating systems on that package and Microsoft says four rules will not be supported: WMI persistence, downloaded executables launched by JavaScript or VBScript, webshell creation, and advanced ransomware protection. The webshell rule is scoped to Exchange servers alone, and if you drive it from Defender for Endpoint, Microsoft asks you to leave it not configured in Group Policy.

In most estates, yes, a few will, and that is the entire reason audit comes first. The child process rules cause the majority of it. Two details worth carrying into planning: Microsoft says those child process rules only take effect where Office is installed under Program Files or Program Files x86, while the Office executable content rule works regardless of install location. The injection rule has its own quirk, needing Office to restart before the setting does anything at all.

Three named products appear in the Microsoft documentation. BeyondTrust Privilege Guard and Heimdal security both conflict with the Office injection rule, and Quest Dirsync Password Sync has documented trouble with the LSASS rule. Anything on that list running in your environment belongs in the scoping call, not in a support ticket raised the week after go-live.

It does not. What the rule stops is a specific abuse pattern, tools like bcdedit and bootcfg being driven to reboot a machine into Safe Mode, where a good many security products operate in a reduced state. That is why attackers reach for it. Microsoft states plainly that manual access to Safe Mode through the Windows Recovery Environment is untouched, so your genuine recovery procedures still work.

Plan on six to ten weeks for a typical estate. Setting the rules is the quickest step in the whole sequence. The bulk of the calendar goes into holding the fifteen non-standard rules in audit long enough to span an entire business cycle, tracing each finding back to the application behind it, and waiting on decisions from the people who own those applications. Compress that audit window and you almost guarantee the first block-mode incident takes the whole program down with it.

Every engagement is scoped individually against three things: how many devices you have, how many management planes those devices answer to, and whether servers are included. The prerequisite check costs nothing and happens in the first conversation, because a surprising share of organizations find out at that point that their existing rules raise no alerts at all, or that a rule they have spent months chasing is marked not applicable on their own hardware.
Before you enable anything

Fifteen checks that prevent a reverted rollout.

Group one covers prerequisites, and it comes first because several rules quietly do nothing at all when those are absent. Group two is about the reality of your estate as opposed to the tidy version. Group three is operational, on the principle that a rule nobody monitors is a control on paper only.

Prerequisites

  • Is cloud-delivered protection enabled everywhere?
    Three rules explicitly require it.
  • What is your cloud protection level?
    Three rules only alert at High plus or Zero tolerance.
  • Is LSA protection already on?
    It makes the credential stealing rule not applicable.
  • Is Credential Guard deployed?
    Microsoft recommends it alongside LSA protection.
  • Is the antimalware scan interface functioning?
    Two script rules depend on it.

Estate reality

  • Is Office installed under Program Files?
    Two rules are enforced only if it is.
  • Do you run Configuration Manager?
    Its client relies heavily on WMI.
  • Any BeyondTrust Privilege Guard or Heimdal?
    Named incompatible with the Office injection rule.
  • Any Quest Dirsync Password Sync?
    Microsoft documents an issue with the LSASS rule.
  • Are Server 2012 R2 or 2016 machines in scope?
    They need modern unified solution onboarding.

Operations

  • Who reviews audit-mode findings weekly?
    Unreviewed audit data is just storage.
  • How does a user report a block?
    Warn mode changes what they see, where supported.
  • Who approves an exclusion?
    And who reviews it six months later.
  • Are rule states reported to anyone?
    Otherwise drift goes unnoticed.
  • What is the rollback if a ring breaks?
    Decided before promotion, not during an incident.
Related reading

The pages around this one.

Defender for Endpoint

Where the central management, reporting and alerting for these rules actually lives.

Learn more

Intune security baselines

The usual home for the rule configuration itself, and the place drift against your baseline shows up.

Learn more

Defender Vulnerability Management

The weaknesses the rules make harder to reach, prioritized for remediation.

Learn more
Next step

Two questions worth answering: are your rules stopping anything, and would anybody find out if they were?

Three findings turn up in most environments we examine: a half-finished configuration with no documentation behind it, one or more rules that cannot raise an alert at the cloud protection level currently set, and a list of exclusions nobody has revisited since the day they were added. None of the three takes long to confirm, and all three change what you do next.

Book an ASR deployment reviewSee Defender for Endpoint

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